FI
Episode 4 Consumer Duty Podcast - SM&CR and individual accountability
462 views
Claire Carroll speaks with Simon Collins, Managing Director - Financial Services at Konexo, about how the Consumer Duty will impact the Senior Managers and Certification Regime and individual accountability.
In this episode, they discuss:
- practical tips for Senior Managers on how to execute the requirements
- how firms with both retail and non-retail businesses should approach implementation
- what does 'reasonableness' mean in practice for Senior Managers?