FI

Episode 4 Consumer Duty Podcast - SM&CR and individual accountability

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Claire Carroll speaks with Simon Collins, Managing Director - Financial Services at Konexo, about how the Consumer Duty will impact the Senior Managers and Certification Regime and individual accountability.

In this episode, they discuss:

  • practical tips for Senior Managers on how to execute the requirements
  • how firms with both retail and non-retail businesses should approach implementation
  • what does 'reasonableness' mean in practice for Senior Managers?